Richard Chin-Shan Wu
吳青山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Chin-Shan Wu (吳青山), a licensed former licensee with CE reference AFH226. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Dynamics Asset Management (HK) Private Limited 資威資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-02-05 | 2020-06-15 |
| C.P. Financial Management Limited 中和資產管理有限公司 |
RO | Type 9 — Asset management | 2008-05-09 | 2011-01-14 |
| Gavekal Capital Limited | Rep | Type 9 — Asset management | 2006-07-04 | 2008-08-15 |