Chi Kwong Cheng

鄭志光
CE No. AGN592 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwong Cheng (鄭志光), a licensed Responsible Officer with CE reference AGN592. Currently licensed at 2 firm(s): South China Securities Limited, South China Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
South China Securities Limited
南華證券投資有限公司
Rep Type 1 — Dealing in securities 2024-05-13 present
South China Capital Limited
南華融資有限公司
RO Type 6 — Advising on corporate finance 2023-06-09 present
South China Capital Limited
南華融資有限公司
Rep Type 6 — Advising on corporate finance 2022-12-29 2023-06-09
First Shanghai Capital Limited
第一上海融資有限公司
RO Type 6 — Advising on corporate finance 2014-11-21 2022-12-08
First Shanghai Securities Limited
第一上海證券有限公司
RO Type 6 — Advising on corporate finance 2011-03-24 2022-12-08
First Shanghai Capital Limited
第一上海融資有限公司
Rep Type 6 — Advising on corporate finance present 2014-11-21

Related