Byron Ye Kai Tan
陳毅凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Byron Ye Kai Tan (陳毅凱), a licensed former licensee with CE reference AEP447. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital 9 Limited 第九資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-07-13 | 2024-11-27 |
| Capital 9 Limited 第九資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-06-17 | 2021-07-13 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-15 | 2018-01-05 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-04-14 | 2018-01-05 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-27 | 2015-04-14 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-05-27 | 2011-09-30 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 1 — Dealing in securities | 2008-08-14 | 2015-01-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2007-11-19 | 2015-01-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-03 | 2007-11-19 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-03-07 | 2015-01-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-03-07 | 2011-06-30 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-09 | 2007-03-07 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-09 | 2007-03-07 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-01-31 |