Rothschild & Co Hong Kong Limited
羅斯柴爾德恩可香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rothschild & Co Hong Kong Limited (羅斯柴爾德恩可香港有限公司), a Hong Kong-based licensed corporation with CE reference AAI852. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance. Current licensed staff on file: 15 (total recorded over time: 181). Earliest licence on file: 2005-04-27.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Registered address
Rooms 1605-1609, 16/F, Alexandra House, 18 Chater Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-04-27 | present |
| Type 4 — Advising on securities | 2005-04-27 | present |
| Type 6 — Advising on corporate finance | 2005-04-27 | present |
| Type 1 — Dealing in securities | present | 2005-04-27 |
| Type 4 — Advising on securities | present | 2005-04-27 |
| Type 6 — Advising on corporate finance | present | 2005-04-27 |
| Type 9 — Asset management | present | 2005-03-21 |
Licensed staff (all-time) (181)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Christopher John Brooks | RO 4, 6 | 2005-04 | 2006-07 |
| Kelvin Kwok Wing Chau 周國榮 | RO 1, 4, 6 | 2005-04 | 2022-03 |
| Yu Ting Cheung 張宇婷 | RO 4, 6 Rep 1, 4, 6 | 2005-04 | Present |
| Louis Piers Higson Smith | RO 1, 4, 6 | 2005-04 | 2008-08 |
| Michael Hankin Li 李恆健 | RO 4, 6 Rep 4, 6 | 2007-03 | 2011-05 |
| Andrew Jonathan Rickards | RO 1, 4, 6 | 2005-04 | 2007-04 |
| Claire Rachel Suddens-Spiers | RO 1, 4 Rep 1, 4, 6 | 2008-12 | 2024-04 |
| Tak Wai Tse 謝德偉 | RO 1, 4, 6 Rep 1, 4, 6 | 2018-09 | Present |
| Elizabeth Lily Chiang Wang 王薔 | RO 1, 4, 6 | 2018-07 | 2025-02 |
| Chun Ho (SFC:AGC864) Wong 王俊豪 | RO 4, 6 Rep 4, 6 | 2005-04 | 2018-08 |
| Finlay Francis Harry Wright | RO 1, 4 Rep 1, 4, 6 | 2011-01 | Present |
| Qiangsheng Yan 顏強生 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-08 | Present |
| Michael Yuen-Jen Yao 姚允仁 | RO 1, 4, 6 Rep 1, 4, 6 | 2006-09 | 2012-12 |
| Catherine Yu Yu Yien 嚴玉瑜 | RO 4, 6 Rep 4, 6 | 2005-04 | 2023-08 |
| James William Ankers | Rep 4, 6 | 2005-09 | 2006-06 |
| Angel Men Chan Bacchus 陳敏敏 | Rep 4, 6 | 2006-04 | 2006-06 |
| Chongjun Bai 柏崇俊 | Rep 4, 6 | 2006-12 | 2008-06 |
| Yan (SFC:AVD959) Bai 白岩 | Rep 4, 6 | 2010-06 | 2012-08 |
| Manish Berlia | Rep 1, 4, 6 | 2009-10 | 2010-12 |
| Wei Bian 卞伟 | Rep 4, 6 | 2019-01 | 2019-03 |
| Alfred Cheuk Kit Chan 陳卓傑 | Rep 4, 6 | 2009-08 | 2014-07 |
| Gerald Zi Wei Chan 陳子為 | Rep 1, 4, 6 | 2015-09 | 2015-11 |
| Janice Wing Yee Chan 陳穎怡 | Rep 1, 4, 6 | 2010-08 | 2014-03 |
| Ka Fai (SFC:BCL632) Chan 陳家輝 | Rep 1, 4, 6 | 2021-03 | 2023-02 |
| Ka Yee (SFC:AZK407) Chan 陳家怡 | Rep 4, 6 | 2012-05 | 2015-01 |
| Lai Suen Chan 陳麗璇 | Rep 4, 6 | 2007-09 | 2016-09 |
| Pui Kuen Chan 陳沛權 | Rep 1, 4, 6 | 2011-09 | 2014-01 |
| Tsz Ying (SFC:ANW207) Chan 陳芷瑩 | Rep 4, 6 | 2006-10 | 2009-11 |
| Wing Hoi (SFC:AGH870) Chan 陳榮凱 | Rep 4, 6 | 2005-04 | 2019-04 |
| Evan Wai Man Chen 陳偉文 | Rep 4, 6 | 2005-04 | 2007-07 |
| Xiangzhen Chen 陈相臻 | Rep 1, 4, 6 | 2021-04 | 2023-02 |
| Daniel Max Cheung 張東右 | Rep 1, 4, 6 | 2022-09 | 2025-05 |
| Zhonghui Chiam | Rep 4, 6 | 2008-10 | 2011-01 |
| Simon Leslie Chisholm | Rep 4, 6 | 2005-04 | 2007-02 |
| Chia-Hsien Chiu 邱嘉賢 | Rep 4, 6 | 2015-03 | 2024-02 |
| Jack Wen Jie Cho 曹文傑 | Rep 4, 6 | 2006-10 | 2019-04 |
| Wai Ming Chow 周維明 | Rep 1, 4, 6 | 2005-04 | 2006-02 |
| Benny Koon Chung Chung 鍾冠聰 | Rep 4, 6 | 2005-04 | 2005-08 |
| Ho Hai Ivan Chung 鍾浩熙 | Rep 1, 4, 6 | 2022-04 | 2025-05 |
| Ka Yiu (SFC:ANX812) Chung 鍾嘉耀 | Rep 4, 6 | 2006-10 | 2009-04 |
| Chung-Lin Chuo 卓中麟 | Rep 1, 4, 6 | 2018-07 | 2021-12 |
| Yibing Ding 丁一賓 | Rep 1, 4, 6 | 2018-09 | 2021-05 |
| Benjamin Xu Fang 方旭 | Rep 4, 6 | 2019-11 | 2025-12 |
| Jerome Finck | Rep 4, 6 | 2020-04 | 2021-10 |
| Harry Simon Richard Florry | Rep 1, 4, 6 | 2019-03 | 2020-12 |
| Allan Tse Hang Fok 霍子恒 | Rep 4, 6 | 2005-04 | 2011-02 |
| Jamie Hei Man Fong 方曦文 | Rep 4, 6 | 2007-11 | 2009-12 |
| King Chee Fung 馮敬芝 | Rep 4, 6 | 2005-04 | 2005-08 |
| Nicholas Tadeusz Gowlland | Rep 4, 6 | 2005-04 | 2008-07 |
| Calum Iain Gregor | Rep 1, 4, 6 | 2023-03 | Present |
| Jingcheng Gu 谷靖誠 | Rep 1, 4, 6 | 2020-09 | 2021-11 |
| Yuyang Gu 顧宇揚 | Rep 4, 6 | 2008-02 | 2010-05 |
| Zheyi Gu 顧哲毅 | Rep 4, 6 | 2007-09 | 2009-10 |
| Zheng Michael Guan 管征 | Rep 4, 6 | 2005-06 | 2014-07 |
| Man Wai (SFC:BCW224) Ho 何文偉 | Rep 1, 4, 6 | 2016-03 | 2021-02 |
| Margaret Oi Yee Ho 何藹儀 | Rep 1, 4 | 2005-04 | 2008-06 |
| An (SFC:BAI363) Hu 胡安 | Rep 4, 6 | 2013-02 | 2015-10 |
| Hai Jack Huang | Rep 4, 6 | 2010-09 | 2011-12 |
| Rui Huang 黃睿 | Rep 4, 6 | 2006-11 | 2011-05 |
| Zao Huang 黃早 | Rep 1, 4, 6 | 2007-07 | 2009-03 |
| Martin George Michael Hull | Rep 4, 6 | 2005-07 | 2008-01 |
| Junzhang Huo 霍俊璋 | Rep 4, 6 | 2016-10 | 2017-07 |
| Yehong Ji 季業宏 | Rep 4, 6 | 2005-04 | 2005-06 |
| Wenbo Jia 賈文博 | Rep 4, 6 | 2006-10 | 2014-10 |
| Kaiyi Jiang 姜開翼 | Rep 4, 6 | 2016-01 | 2019-06 |
| Ren Jiang 江韌 | Rep 4, 6 | 2007-09 | 2010-03 |
| Qingzhu Jin 金慶祝 | Rep 4, 6 | 2016-10 | 2019-04 |
| Kshitij Karundia | Rep 4, 6 | 2005-08 | 2012-07 |
| Thura Ko Ko | Rep 4, 6 | 2005-04 | 2007-04 |
| Qingwei Kong 孔慶偉 | Rep 4, 6 | 2006-10 | 2019-12 |
| Yi Kwann Kueh 郭貽軍 | Rep 4, 6 | 2013-09 | 2014-10 |
| Wen Kui 奎雯 | Rep 4, 6 | 2015-07 | 2016-02 |
| Lap Quin Kevin Kung 龔立群 | Rep 1, 4, 6 | 2017-07 | 2023-11 |
| Clarence Bryant Kwok 郭裕康 | Rep 4, 6 | 2006-09 | 2011-07 |
| Wendy Zi Yin Lai 黎枳言 | Rep 1, 4, 6 | 2011-05 | 2012-02 |
| Justin King Yin Lam 林敬賢 | Rep 4, 6 | 2009-04 | 2013-01 |
| Hang Lau 劉鏗 | Rep 4, 6 | 2005-04 | 2006-05 |
| Jennifer Pui Yee Lau 劉佩儀 | Rep 4, 6 | 2005-04 | 2005-06 |
| Francis Hugh Magnus Leach | Rep 1, 4 | 2009-06 | 2010-08 |
| Geoffrey Chung Yin Leung 梁頌賢 | Rep 4, 6 | 2012-07 | 2017-03 |
| Leslie Yau Chak Leung 梁祐澤 | Rep 4, 6 | 2010-10 | 2015-07 |
| Wai Hung (SFC:BRO969) Leung 梁惠紅 | Rep 1, 4, 6 | 2021-09 | Present |
| Bin (SFC:ANE146) Li 李斌 | Rep 4, 6 | 2006-04 | 2012-02 |
| Chengang Li 李晨岡 | Rep 4, 6 | 2005-06 | 2006-03 |
| Chenyao Li 李辰遥 | Rep 4, 6 | 2013-06 | 2014-12 |
| Chiu Yee Li 李昭儀 | Rep 1, 4, 6 | 2005-10 | 2009-06 |
| Qi (SFC:BAK289) Li 李玘 | Rep 4, 6 | 2012-11 | 2015-07 |
| Min (SFC:AML590) Liu 劉敏 | Rep 4, 6 | 2005-10 | 2008-06 |
| Shicheng Long 龙士成 | Rep 1, 4, 6 | 2021-09 | 2024-07 |
| Wan Hong Lui 呂雲康 | Rep 4, 6 | 2011-12 | 2015-03 |
| Cong Lyu 吕聪 | Rep 4, 6 | 2018-10 | 2021-03 |
| Ruixiao Ma 馬瑞霄 | Rep 4, 6 | 2016-07 | 2019-04 |
| Amitabh Malhotra | Rep 4, 6 | 2006-08 | 2008-03 |
| Edward Alastair Matthews | Rep 1, 4, 6 | 2005-04 | 2005-06 |
| Tao Min 閔韜 | Rep 4, 6 | 2015-10 | 2016-08 |
| Ka Ying Ng 吳家瑩 | Rep 4, 6 | 2005-04 | 2005-09 |
| Chenlin Niu 鈕晨琳 | Rep 4, 6 | 2015-09 | 2018-04 |
| Anatole Weinberger Pang | Rep 4, 6 | 2008-10 | 2009-10 |
| Jiayi Panyang 潘楊家一 | Rep 4, 6 | 2011-09 | 2014-03 |
| Jonathan Matthew Wing-En Paul 包榮恩 | Rep 4, 6 | 2008-04 | 2009-03 |
Showing 1–100 of 181
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 3 shared activity types · 中國國際金融香港證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 3 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 3 shared activity types · 花旗環球金融亞洲有限公司
Merrill Lynch (Asia Pacific) Limited
CE AAC198 · 433 staff · 3 shared activity types
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司