Jack Wen Jie Cho
曹文傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jack Wen Jie Cho (曹文傑), a licensed Representative with CE reference ANW202. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2019-07-29 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2019-07-16 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-16 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-07-29 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2019-07-16 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-16 | 2024-02-19 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-20 | 2019-04-09 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-20 | 2019-04-09 |