Lai Suen Chan
陳麗璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Suen Chan (陳麗璇), a licensed Responsible Officer with CE reference APK770. Currently licensed at 2 firm(s): TFI Securities and Futures Limited, TFI Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-01 | present |
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-06-20 | present |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-06-02 | 2023-06-20 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-01 | 2021-03-17 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-15 | 2020-06-01 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 4 — Advising on securities | 2020-01-15 | 2021-03-17 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-15 | 2021-03-17 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2017-04-25 | 2019-11-21 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-04-25 | 2019-11-21 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-12 | 2019-11-21 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-12 | 2017-04-25 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-12 | 2017-04-25 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-21 | 2016-09-28 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-21 | 2016-09-28 |