Michael Yuen-Jen Yao
姚允仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Yuen-Jen Yao (姚允仁), a licensed former licensee with CE reference ACL978. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 1 — Dealing in securities | 2006-12-05 | 2012-12-01 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 4 — Advising on securities | 2006-12-05 | 2012-12-01 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-12-05 | 2012-12-01 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-01 | 2006-12-05 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-01 | 2006-12-05 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-01 | 2006-12-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-27 | 2006-07-08 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2005-09-27 | 2006-07-08 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-09-27 | 2006-07-08 |
| ARX Advisors Limited |
RO | Type 6 — Advising on corporate finance | 2003-12-04 | 2005-09-01 |