ARX Advisors Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ARX Advisors Limited ( ), a Hong Kong-based licensed corporation with CE reference AJA155. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2003-12-04.
Licence history
| Activity | From | To |
|---|---|---|
| Type 6 — Advising on corporate finance | 2003-12-04 | 2005-09-01 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lily Ahn Riddick | RO 6 | 2003-12 | 2004-08 |
| Michael Yuen-Jen Yao 姚允仁 | RO 6 | 2003-12 | 2005-09 |
| Kenneth Shen | Rep 6 | 2005-06 | 2005-09 |
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