Benny Koon Chung Chung
鍾冠聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benny Koon Chung Chung (鍾冠聰), a licensed former licensee with CE reference ADV680. Total licence records on file: 31.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-17 | 2024-01-05 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-10-17 | 2024-01-05 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-03 | 2023-10-17 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-10-03 | 2023-10-17 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-21 | 2023-08-04 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-08-02 | 2023-08-04 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-01 | 2017-08-02 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-16 | 2017-05-23 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 — Advising on securities | 2015-09-16 | 2017-05-23 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-16 | 2017-05-23 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2011-10-14 | 2015-06-15 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2011-10-14 | 2015-06-15 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2011-10-14 | 2015-06-15 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2011-10-14 | 2015-06-15 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2011-10-14 | 2015-06-15 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2011-10-14 | 2015-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-01-14 | 2011-10-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-01-14 | 2011-10-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-01-14 | 2011-10-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-01-14 | 2011-10-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-12-16 | 2011-10-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-12-16 | 2011-10-14 |
| Kaiser KT Capital Limited 嘉信開泰融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-05-15 | 2009-11-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-14 | 2008-11-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 1 — Dealing in securities | 2008-11-14 | 2008-11-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-11-14 | 2008-11-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-13 | 2008-11-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-08-13 | 2008-11-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-13 | 2008-11-14 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-27 | 2005-08-11 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-27 | 2005-08-11 |