Kelvin Kwok Wing Chau
周國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Kwok Wing Chau (周國榮), a licensed Responsible Officer with CE reference ABS434. Currently licensed at 2 firm(s): Harmony Advisors Limited, Harmony Capital International Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-07 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 4 — Advising on securities | 2022-06-07 | present |
| Harmony Capital International Limited | RO | Type 6 — Advising on corporate finance | 2022-06-07 | present |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2010-08-16 | 2019-10-18 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2010-08-16 | 2019-10-18 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-04-27 | 2022-03-07 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 4 — Advising on securities | 2005-04-27 | 2022-03-07 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-04-27 | 2022-03-07 |