Rothschild & Co Wealth Management Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rothschild & Co Wealth Management Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AVF613. Current licensed staff on file: 0 (total recorded over time: 21). Earliest licence on file: 2010-08-16.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-08-16 | 2019-10-18 |
| Type 4 — Advising on securities | 2010-08-16 | 2019-10-18 |
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Philippe Albert Bera 貝利飛 | RO 1, 4 Rep 1, 4 | 2010-08 | 2013-04 |
| Kelvin Kwok Wing Chau 周國榮 | RO 1, 4 | 2010-08 | 2019-10 |
| Francis Hugh Magnus Leach | RO 1, 4 | 2010-08 | 2011-06 |
| Nim Joel Lu 盧念祖 | RO 1, 4 Rep 1, 4 | 2012-06 | 2016-07 |
| Alois Mueller | RO 1, 4 Rep 1, 4 | 2013-09 | 2015-11 |
| Timothy Man Chung Tsang 曾敏聰 | RO 1, 4 Rep 1, 4 | 2016-08 | 2017-07 |
| Yujie Xu 許宇洁 | RO 1, 4 Rep 1, 4 | 2018-04 | 2019-06 |
| Audrey Ai Wei Zau 曹靄為 | RO 1, 4 Rep 1, 4 | 2015-10 | 2019-06 |
| Freddie Oliver Armstrong | Rep 1, 4 | 2015-06 | 2015-12 |
| Mandy Ching Man Chan 陳靜雯 | Rep 1, 4 | 2018-02 | 2019-06 |
| John Moon Suk Chang | Rep 1, 4 | 2017-10 | 2018-01 |
| Man Cho 初敏 | Rep 1, 4 | 2013-07 | 2015-05 |
| Hugh Giltrow | Rep 1, 4 | 2013-01 | 2019-07 |
| Elizabeth Hart | Rep 1, 4 | 2014-03 | 2016-06 |
| Chi Lui Ip 葉梓蕾 | Rep 1, 4 | 2017-09 | 2019-06 |
| Heinz Nesshold | Rep 1, 4 | 2012-11 | 2013-05 |
| Rupen Patel | Rep 1, 4 | 2013-01 | 2019-07 |
| Madelan Pui Ming Poon 潘佩明 | Rep 1, 4 | 2016-01 | 2018-11 |
| Denise Wan Rou Tam 譚菀柔 | Rep 1, 4 | 2012-02 | 2017-08 |
| Kit Ying Wong 黃潔瑩 | Rep 1, 4 | 2016-02 | 2019-06 |
| Tsun Wai Wong 黃竣瑋 | Rep 1, 4 | 2015-07 | 2016-01 |
Showing 1–21 of 21