Timothy Man Chung Tsang
曾敏聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Man Chung Tsang (曾敏聰), a licensed former licensee with CE reference AIR741. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-19 | 2020-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-09-19 | 2020-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-11 | 2018-09-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-11 | 2018-11-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-01 | 2018-09-19 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2016-11-15 | 2017-07-27 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2016-11-15 | 2017-07-27 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-08-23 | 2016-11-15 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2016-08-23 | 2016-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-17 | 2016-04-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-08 | 2016-04-28 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-24 | 2005-06-16 |
| RBS Securities (Far East) Limited |
Rep | Type 1 — Dealing in securities | present | 2005-01-03 |