RBS Securities (Far East) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RBS Securities (Far East) Limited ( ), a Hong Kong-based licensed corporation with CE reference AAL421. Current licensed staff on file: 0 (total recorded over time: 6).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-03-01 |
| Type 4 — Advising on securities | present | 2005-03-01 |
| Type 6 — Advising on corporate finance | present | 2005-03-01 |
| Type 9 — Asset management | present | 2005-03-01 |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hong Duan 段宏 | RO 1 Rep 1 | Pre-2003 | 2005-01 |
| Kee Hong Chiang 蔣紀康 | Rep 1 | Pre-2003 | 2005-01 |
| Sang Woong Choi | Rep 1 | Pre-2003 | 2005-01 |
| Timothy Man Chung Tsang 曾敏聰 | Rep 1 | Pre-2003 | 2005-01 |
| Michiel van Schaardenburg | Rep 1 | Pre-2003 | 2003-08 |
| Sylvania Sui Kwan Wong 黃紹群 | Rep 1 | Pre-2003 | 2004-02 |
Showing 1–6 of 6