Madelan Pui Ming Poon
潘佩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Madelan Pui Ming Poon (潘佩明), a licensed former licensee with CE reference AGB219. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-01-18 | 2018-11-30 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2016-01-18 | 2018-11-30 |
| BHI Investment Advisors (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2011-04-08 | 2015-12-28 |
| BHI Investment Advisors (Asia) Limited |
Rep | Type 4 — Advising on securities | 2011-04-08 | 2015-12-28 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2005-06-02 | 2010-11-08 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 4 — Advising on securities | present | 2010-11-08 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-06 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 9 — Asset management | present | 2004-04-06 |