HSBC Trinkaus Investment Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Trinkaus Investment Management Limited ( ), a Hong Kong-based licensed corporation with CE reference ACO995. Current licensed staff on file: 0 (total recorded over time: 14). Earliest licence on file: 2005-06-01.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-06-01 | 2011-09-22 |
| Type 4 — Advising on securities | present | 2011-09-22 |
| Type 6 — Advising on corporate finance | present | 2004-04-06 |
| Type 9 — Asset management | present | 2004-04-06 |
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Sau Lai Chan 陳秀麗 | RO 1, 4 Rep 1, 4 | 2003-08 | 2011-04 |
| Ivy Sai Ying Lam 林世盈 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2010-11 |
| Yee Har Leung 梁倚霞 | RO 1, 4 Rep 4, 6, 9 | Pre-2003 | 2011-04 |
| Audrey Ai Wei Zau 曹靄為 | RO 1, 4 Rep 4, 6, 9 | Pre-2003 | 2010-11 |
| David Soetjipto Budihardjo 沈振峰 | Rep 1, 4 | 2003-06 | 2010-04 |
| Hoi Fung (SFC:AHC593) Chan 陳凱豐 | Rep 4, 6, 9 | Pre-2003 | 2003-07 |
| Shun Man Chan 陳信民 | Rep 1, 4 | 2011-01 | 2011-04 |
| Sandie Wai Shan Choi 蔡慧珊 | Rep 1, 4 | 2008-06 | 2010-11 |
| Kar Ying Ho 何嘉盈 | Rep 1, 4 | 2011-01 | 2011-04 |
| Wai Ying Kwan 關惠螢 | Rep 1, 4 | 2011-01 | 2011-04 |
| Fornia Pu Na Lam 林貝娜 | Rep 1, 4 | 2008-06 | 2011-04 |
| Diana Tak Ying Lo 羅德瑩 | Rep 1, 4 | 2010-12 | 2011-04 |
| Madelan Pui Ming Poon 潘佩明 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-11 |
| Hans-Joachim Adalbert Rosteck | Rep 4 | 2010-10 | 2010-11 |
Showing 1–14 of 14