Wai Ying Kwan
關惠螢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ying Kwan (關惠螢), a licensed former licensee with CE reference AQE974. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Trinkaus Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2011-01-04 | 2011-04-30 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 4 — Advising on securities | 2011-01-04 | 2011-04-30 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2008-02-14 | 2010-12-03 |