Ivy Sai Ying Lam
林世盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Sai Ying Lam (林世盈), a licensed former licensee with CE reference ACC900. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BHI Investment Advisors (Asia) Limited |
RO | Type 1 — Dealing in securities | 2011-05-04 | 2013-05-01 |
| BHI Investment Advisors (Asia) Limited |
RO | Type 4 — Advising on securities | 2011-05-04 | 2013-05-01 |
| BHI Investment Advisors (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2011-04-15 | 2011-05-04 |
| BHI Investment Advisors (Asia) Limited |
Rep | Type 4 — Advising on securities | 2011-04-15 | 2011-05-04 |
| HSBC Trinkaus Investment Management Limited |
RO | Type 1 — Dealing in securities | 2010-05-20 | 2010-11-08 |
| HSBC Trinkaus Investment Management Limited |
RO | Type 4 — Advising on securities | 2010-05-20 | 2010-11-08 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2005-06-02 | 2010-05-20 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 4 — Advising on securities | present | 2010-05-20 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-01 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 9 — Asset management | present | 2004-03-01 |