Francis Hugh Magnus Leach
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Hugh Magnus Leach, a licensed Representative with CE reference AGK055. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-06 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-26 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-26 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-06 | 2021-07-20 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2010-08-16 | 2011-06-01 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2010-08-16 | 2011-06-01 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-11 | 2010-08-16 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-11 | 2010-08-16 |
| New Star International Investment Products (Asia) Limited |
RO | Type 1 — Dealing in securities | 2008-03-28 | 2009-03-31 |
| New Star International Investment Products (Asia) Limited |
RO | Type 4 — Advising on securities | 2008-03-28 | 2009-03-31 |
| New Star International Investment Products (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2007-06-04 | 2008-03-28 |
| New Star International Investment Products (Asia) Limited |
Rep | Type 4 — Advising on securities | 2007-06-04 | 2008-03-28 |