Jerome Finck
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerome Finck ( ), a licensed former licensee with CE reference BPL333. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-28 | 2021-10-03 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-04-28 | 2021-10-03 |