Qiangsheng Yan
顏強生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiangsheng Yan (顏強生), a licensed Responsible Officer with CE reference APL679. Currently licensed at 1 firm(s): Rothschild & Co Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-01 | present |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 4 — Advising on securities | 2023-10-04 | present |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-10-04 | present |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-04 | 2025-09-01 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-22 | 2015-01-06 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-22 | 2023-10-04 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-22 | 2023-10-04 |