Ka Fai (SFC:BCL632) Chan
陳家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai (SFC:BCL632) Chan (陳家輝), a licensed former licensee with CE reference BCL632. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-03 | 2023-02-05 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-03 | 2023-02-05 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-03 | 2023-02-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-13 | 2019-12-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-10-13 | 2019-12-10 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2013-12-11 | 2014-09-19 |