Wan Hong Lui
呂雲康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Hong Lui (呂雲康), a licensed former licensee with CE reference AYN585. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-11-14 | 2020-10-31 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-11-14 | 2020-10-31 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2017-11-14 | 2020-10-31 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2015-07-13 | 2015-11-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-27 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-27 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2015-03-27 | 2015-03-31 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-20 | 2015-03-03 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-12-20 | 2015-03-03 |