Laurence Wa Tung Shu
舒華東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laurence Wa Tung Shu (舒華東), a licensed former licensee with CE reference AGH934. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-28 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-14 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-04-28 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-14 |