Shek San Kwok
郭錫燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shek San Kwok (郭錫燊), a licensed former licensee with CE reference ASH562. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-10 | 2014-07-18 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-10 | 2014-07-18 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-01 | 2013-06-21 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-01 | 2013-06-21 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-03-06 | 2011-07-11 |