Jeng Toa Lee
李政韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeng Toa Lee (李政韜), a licensed former licensee with CE reference AJA232. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pelican Financial Limited 百利勤金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-04-13 | 2020-10-30 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-19 | 2018-04-10 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-12-03 | 2016-07-19 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-11 | 2006-03-27 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
Rep | Type 9 — Asset management | 2005-04-11 | 2006-03-27 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-08-15 | 2006-03-27 |