Harry Koon Ying Yu
余冠英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harry Koon Ying Yu (余冠英), a licensed Responsible Officer with CE reference AEY337. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-21 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2016-09-21 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-09-21 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-26 | 2016-09-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-26 | 2016-09-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-26 | 2016-09-21 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-15 | 2016-08-01 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-04-15 | 2016-08-01 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-07 | 2011-04-15 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-07 | 2016-08-01 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-07 | 2011-04-15 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-31 | 2011-04-01 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-12-31 | 2011-04-01 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-12-31 | 2011-04-01 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2004-04-23 | 2008-06-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-04-23 | 2008-06-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-26 | 2004-04-23 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-26 | 2004-04-23 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-01 |