Raymond Wai Kei Poon
潘偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Kei Poon (潘偉基), a licensed former licensee with CE reference ADX642. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-12-05 | 2013-04-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-25 | 2010-06-02 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-25 | 2010-06-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-01 |