Wang Hoi Ip
葉耘開
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Hoi Ip (葉耘開), a licensed Responsible Officer with CE reference ALN577. Currently licensed at 1 firm(s): Wings Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wings Securities Limited 永時證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-26 | present |
| Wings Securities Limited 永時證券有限公司 |
RO | Type 4 — Advising on securities | 2020-02-26 | present |
| Wings Securities Limited 永時證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-26 | present |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-15 | 2020-02-14 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-15 | 2020-02-14 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-09-19 | 2017-02-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-07 | 2017-02-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-07 | 2017-02-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-29 | 2016-04-07 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-29 | 2016-04-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2016-02-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2016-02-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2016-02-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-19 | 2011-02-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-19 | 2011-02-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-02 | 2008-11-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-02 | 2008-11-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-02 | 2011-02-25 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-12-23 | 2006-08-14 |