Soon Hoe Tan
陳順和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soon Hoe Tan (陳順和), a licensed Responsible Officer with CE reference AOQ585. Currently licensed at 1 firm(s): Ignite Capital (Asia Pacific) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ignite Capital (Asia Pacific) Limited 燃亮資本(亞太)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-12-05 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-04-20 | 2023-04-08 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-16 | 2023-04-08 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-21 | 2023-04-08 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-07-23 | 2015-04-20 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-11 | 2011-06-22 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-18 | 2010-03-23 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-04 | 2010-03-23 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-26 | 2009-12-25 |