Jenny Lim Ng Leung
梁念吾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Lim Ng Leung (梁念吾), a licensed Responsible Officer with CE reference ABT386. Currently licensed at 1 firm(s): Somerley Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-12-27 | present |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-04-12 | 2014-06-03 |
| Goldin Financial Limited 高銀融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-06-01 | 2010-02-26 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-01-26 | 2008-03-17 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-10-21 | 2006-11-01 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-22 |