Alan Chi Ming Fung
馮智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Chi Ming Fung (馮智明), a licensed Responsible Officer with CE reference ABR711. Currently licensed at 1 firm(s): Octal Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octal Capital Limited 八方金融有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-03 | present |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-10-03 | present |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2004-04-21 | 2012-09-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-04-21 | 2012-09-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-01 | 2004-04-21 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-01 | 2004-04-21 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-04 | 2004-01-02 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-02 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-02 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-05-07 |