To Nam Ngai
倪圖南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Nam Ngai (倪圖南), a licensed Responsible Officer with CE reference AVV214. Currently licensed at 2 firm(s): Ping An Securities (Hong Kong) Company Limited, Ping An of China Capital (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-22 | present |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-06-22 | present |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-15 | 2021-06-22 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-04-15 | 2021-06-22 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-04 | 2021-03-20 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-29 | 2020-03-04 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-05-10 | 2021-03-20 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-03 | 2018-05-03 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-31 | 2012-08-25 |