Wo Chuang Chan
陳和莊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wo Chuang Chan (陳和莊), a licensed Responsible Officer with CE reference AGL794. Currently licensed at 1 firm(s): Octal Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octal Capital Limited 八方金融有限公司 |
RO | Type 1 — Dealing in securities | 2013-02-07 | present |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-02-07 | present |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-26 | 2013-02-07 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-11-26 | 2013-02-07 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2008-04-24 | 2012-11-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-04-24 | 2012-11-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-12 | 2008-04-24 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-14 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-14 |