Alex Lik Hang Lee
李力行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Lik Hang Lee (李力行), a licensed former licensee with CE reference ART556. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-06 | 2013-08-19 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-24 | 2010-06-16 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-23 | 2010-04-27 |