Chi Ming Leung
梁志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Leung (梁志明), a licensed Responsible Officer with CE reference AAF501. Currently licensed at 1 firm(s): FUHAI SECURITIES LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
RO | Type 4 — Advising on securities | 2018-12-27 | present |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
RO | Type 9 — Asset management | 2018-12-27 | present |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-28 | 2024-08-02 |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-24 | 2021-12-09 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2016-12-22 | 2018-07-31 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2016-12-22 | 2018-07-31 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 — Asset management | 2016-12-22 | 2018-07-31 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-12 | 2018-07-31 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-29 | 2018-02-09 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-09-29 | 2018-07-31 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2016-09-29 | 2018-02-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-12 | 2016-09-29 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-12 | 2016-09-29 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-12 | 2016-09-29 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-26 | 2016-05-15 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-02-26 | 2016-05-15 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2016-02-26 | 2016-05-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-11 | 2016-02-26 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-11 | 2016-02-26 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-11 | 2016-02-26 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-04 | 2012-09-07 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-04 | 2012-09-07 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-14 | 2008-09-04 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-12 | 2008-06-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-14 | 2008-04-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-04-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-15 |