Hon Tak Ko
高漢德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Tak Ko (高漢德), a licensed Representative with CE reference AAD598. Currently licensed at 1 firm(s): Golden Rich Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Rich Securities Limited 金裕富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-30 | present |
| Golden Rich Securities Limited 金裕富證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-23 | 2020-11-30 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2016-06-23 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-29 | 2016-02-01 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-12-29 | 2016-02-01 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-27 | 2005-12-29 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-20 | 2005-12-29 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-02-13 | 2004-03-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-23 |