Vivian Hoi Yee Lau
劉凱宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Hoi Yee Lau (劉凱宜), a licensed former licensee with CE reference AEV751. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-16 | 2023-10-31 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-04 | 2023-10-31 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-04 | 2023-10-31 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-06 | 2018-11-09 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-28 | 2018-11-09 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-19 | 2011-11-26 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2009-11-23 | 2009-12-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-10-13 | 2009-06-15 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-03 | 2009-06-15 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-01-03 | 2009-06-15 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-04 | 2007-11-11 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-04 | 2005-02-28 |