Wenjing Bao
鮑文婧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenjing Bao (鮑文婧), a licensed former licensee with CE reference ARU022. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-03-27 | 2021-09-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-15 | 2021-09-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-16 | 2018-10-15 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-03 | 2018-05-30 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 4 — Advising on securities | 2010-09-20 | 2012-11-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-30 | 2010-08-31 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-08 | 2009-08-21 |