Chi Wah Cheng
鄭志華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wah Cheng (鄭志華), a licensed Responsible Officer with CE reference ABM629. Currently licensed at 1 firm(s): Grey Investment Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grey Investment Limited 高易投資有限公司 |
RO | Type 4 — Advising on securities | 2024-06-05 | present |
| Grey Investment Limited 高易投資有限公司 |
RO | Type 9 — Asset management | 2024-06-05 | present |
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 9 — Asset management | 2018-07-05 | 2024-06-05 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-01 | 2018-02-24 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-01 | 2018-02-24 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-04 | 2014-11-12 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-10 | 2014-01-26 |
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 9 — Asset management | 2012-11-15 | 2013-05-31 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-08 | 2012-06-18 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-14 | 2009-04-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-12-28 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-04 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-04 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-24 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-04 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-24 |