Lai Yung Chung
鍾麗容
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yung Chung (鍾麗容), a licensed Responsible Officer with CE reference AGM626. Currently licensed at 1 firm(s): Mouette Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 9 — Asset management | 2022-05-11 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-01 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 4 — Advising on securities | 2018-02-01 | present |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-22 | 2017-10-05 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 4 — Advising on securities | 2017-03-22 | 2017-10-05 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-28 | 2016-11-12 |
| Nerico Brothers Limited | RO | Type 1 — Dealing in securities | 2007-04-26 | 2016-11-12 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-21 | 2007-04-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-20 | 2007-04-01 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-02 | 2005-10-14 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-03 | 2005-06-02 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-03 | 2004-12-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-03 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-03 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-03 |