Carl Thomas Berrisford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carl Thomas Berrisford ( ), a licensed former licensee with CE reference AIZ256. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-13 | 2005-08-04 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-16 | 2004-05-04 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2003-05-23 | 2004-01-15 |