Mark Alfred Steven Marostica
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Alfred Steven Marostica ( ), a licensed former licensee with CE reference ASZ334. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 4 — Advising on securities | 2010-09-01 | 2012-10-11 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-20 | 2010-09-01 |