Chung Hong Liu
廖仲康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Hong Liu (廖仲康), a licensed former licensee with CE reference ADB508. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2003-11-05 | 2004-04-22 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-08 | 2003-09-19 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-02 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-29 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-02 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-29 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-02 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-29 |