Josaphat Chi Chung Lui
呂志聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josaphat Chi Chung Lui (呂志聰), a licensed Representative with CE reference AAD557. Currently licensed at 1 firm(s): Silver Nile Global Investments Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-01 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-01 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-04 | 2025-06-30 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-04 | 2025-06-30 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-01 | 2023-05-04 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 4 — Advising on securities | 2018-02-01 | 2023-05-04 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-22 | 2017-10-05 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 4 — Advising on securities | 2017-03-22 | 2017-10-05 |
| Nerico Brothers Limited | RO | Type 1 — Dealing in securities | 2007-04-26 | 2016-11-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-03 | 2007-04-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-03 | 2007-04-01 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-02-13 | 2004-12-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-12-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-13 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 9 — Asset management | present | 2004-02-13 |