Kon Wang Chau
周幹弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kon Wang Chau (周幹弘), a licensed Responsible Officer with CE reference ADQ621. Currently licensed at 1 firm(s): MIB Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-03-25 | present |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-29 | present |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-26 | 2025-05-15 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-09 | 2016-07-29 |
| Genting Securities Limited | RO | Type 1 — Dealing in securities | 2015-02-10 | 2015-10-30 |
| Genting Securities Limited | Rep | Type 1 — Dealing in securities | 2012-08-28 | 2015-02-10 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-07 | 2012-08-15 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-29 | 2011-10-25 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-09 | 2008-02-15 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-26 | 2006-02-25 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-18 | 2005-09-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-16 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-27 |