Ching On Thomas Chau
周靖安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching On Thomas Chau (周靖安), a licensed Representative with CE reference ABC223. Currently licensed at 2 firm(s): Shenwan Hongyuan Securities (H.K.) Limited, Shenwan Hongyuan Futures (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-03 | present |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-03 | present |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-21 | 2009-01-31 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-24 | 2009-01-31 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-25 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-07-25 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-25 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-25 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-25 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-25 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-25 |