Raymond Wai Ming Chau
周偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Ming Chau (周偉明), a licensed Representative with CE reference AAA987. Currently licensed at 1 firm(s): Fulbright Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-01 | present |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-25 | 2021-01-22 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-22 | 2019-07-19 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-02 | 2016-06-16 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-11 | 2004-07-30 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-05 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-05 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-05 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-05 |