Hok Ko Gordon Wong
黃學高
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Ko Gordon Wong (黃學高), a licensed former licensee with CE reference ADT261. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-26 | 2019-03-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-26 | 2019-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-19 | 2014-08-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-19 | 2014-08-31 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2010-06-03 | 2012-09-18 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-02 | 2010-06-03 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2008-12-31 | 2009-02-19 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-07 | 2008-12-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 — Advising on securities | 2008-02-15 | 2008-10-29 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-04 | 2008-02-15 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-28 | 2007-12-01 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2006-05-22 | 2006-11-22 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-05 | 2006-05-22 |