Chi Chung Ho
何志忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung Ho (何志忠), a licensed Responsible Officer with CE reference AGL959. Currently licensed at 1 firm(s): Lianhe Ratings Global Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lianhe Ratings Global Limited 聯合評級國際有限公司 |
RO | Type 10 — Providing credit rating services | 2022-10-17 | present |
| Lianhe Ratings Global Limited 聯合評級國際有限公司 |
Rep | Type 10 — Providing credit rating services | 2020-12-22 | 2022-10-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2017-07-04 | 2019-12-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-08 | 2017-07-04 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-30 | 2008-03-03 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-22 | 2014-12-19 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-11 | 2007-05-28 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-28 | 2006-03-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-03-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-28 |