Kim Fung Au
區劍峯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Fung Au (區劍峯), a licensed Responsible Officer with CE reference AAI313. Currently licensed at 2 firm(s): Luk Fook Securities (HK) Limited, Luk Fook Futures (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 9 — Asset management | 2013-12-05 | present |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-06-25 | present |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-06 | present |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-02-06 | present |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-01-04 | 2020-06-05 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-20 | 2011-11-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-07 | 2011-11-15 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-09-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-09-01 |